Frank E. Yozwiak, J.D., LL.M. in Taxation


It is truly an honor and a privilege to help our clients achieve their financial goals.  At Ballast I am able to help secure the future not only for our clients, but for their families as well, and I take that very seriously.”

Born and raised in Lexington, Frank earned a B.S. in Business from the Richard T. Farmer School of Business at Miami University in Oxford, OH.  Frank earned his J.D. and LL.M. in Taxation from The John Marshall Law School in Chicago, IL.

Frank has passed the Bar Exam in both Illinois and Kentucky.  While in Chicago, Frank gained experience and tax knowledge working in the IRS Office of Appeals.  Prior to joining the team at Ballast, Frank worked in a boutique Tax and Estate Planning law firm in Lexington where he further expanded his knowledge in those areas.

Frank enjoys spending time with his wife Alyssa and volunteering at UK Football and Basketball home games as a Blue Blazer wearing member of the Committee of 101.

In the industry…

  • Investment Advisor Representative through Ballast
  • FINRA Series 65 registration
  • Licensed to practice law in Illinois and Kentucky
  • Master of Laws in Tax Law

In the community…

  • Kentucky Colonel
  • Bluegrass Estate Planning Council Member
  • Committee of 101 Member